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Judge's gavel on a wooden desk with law books and justice scales in the background.

Disciplinary Case

Disciplinary mechanism under Chapter V 'Misconduct' of the Chartered Accountants Act, 1949 to take action against erring Chartered Accountants.

Our Role - Proper Representation

Stage 1: Disciplinary Directorate

Stage 1: Disciplinary Directorate
Stage 1: Disciplinary Directorate

  • Case Study
  • Facts of the Case Preparation
  • Case Handling/ Settlement Strategy
  • Written Statement Drafting
  • Additional Requirements Response Preparation
  • Assistance in Filing & other communications with ICAI

Stage 2: Board of Discipline

Stage 1: Disciplinary Directorate
Stage 1: Disciplinary Directorate

  • Case Study
  • Written Statement Drafting
  • Representation at Hearing
  • Assistance in Filing & other communications with ICAI

Stage 2: Disciplinary Committee

Stage 1: Disciplinary Directorate
Stage 2: Disciplinary Committee

  • Case Study
  • Written Statement Drafting
  • Representation at Hearing
  • Assistance in Filing & other communications with ICAI

Stage 3: Appellate Authority

Stage 1: Disciplinary Directorate
Stage 2: Disciplinary Committee

  • Case Study
  • Appeal Drafting
  • Appeal Filing
  • Stay Application Drafting
  • Stay Application Filing
  • Representation at Hearing

Useful ICAI Links

Official Website - Disciplinary Directorate

Official Website - Disciplinary Directorate
Official Website - Disciplinary Directorate
Link

Disciplinary Mechanism

Official Website - Disciplinary Directorate
Official Website - Disciplinary Directorate
Link

Disciplinary Procedure Rules

Official Website - Disciplinary Directorate
Disciplinary Procedure Rules
Link

File Complaint against CA

Official Website - Disciplinary Directorate
Disciplinary Procedure Rules
Link

Board of Discipline Constitution

Board of Discipline Constitution
Board of Discipline Constitution
Link

Cause List - Board of Discipline

Board of Discipline Constitution
Board of Discipline Constitution
Link

Orders - Board of Discipline

Board of Discipline Constitution
Orders - Board of Discipline
Link

Disciplinary Committee Bench I (Eastern) Constitution

Disciplinary Committee Bench II (Central & Western) Constitution
Disciplinary Committee Bench II (Central & Western) Constitution
Link

Disciplinary Committee Bench II (Central & Western) Constitution

Disciplinary Committee Bench II (Central & Western) Constitution
Disciplinary Committee Bench II (Central & Western) Constitution
Link

Disciplinary Committee Bench III (Southern) Constitution

Disciplinary Committee Bench II (Central & Western) Constitution
Disciplinary Committee Bench III (Southern) Constitution
Link

Disciplinary Committee Bench IV (Northern) Constitution

Disciplinary Committee Bench II (Central & Western) Constitution
Disciplinary Committee Bench III (Southern) Constitution
Link

Cause List - Disciplinary Committee Bench I (Eastern)

Cause List - Disciplinary Committee Bench III (Southern) Constitution
Cause List - Disciplinary Committee Bench II (Central & Western)
Link

Cause List - Disciplinary Committee Bench II (Central & Western)

Cause List - Disciplinary Committee Bench III (Southern) Constitution
Cause List - Disciplinary Committee Bench II (Central & Western)
Link

Cause List - Disciplinary Committee Bench III (Southern) Constitution

Cause List - Disciplinary Committee Bench III (Southern) Constitution
Cause List - Disciplinary Committee Bench III (Southern) Constitution
Link

Cause List - Disciplinary Committee Bench IV (Northern) Constitution

Cause List - Disciplinary Committee Bench III (Southern) Constitution
Cause List - Disciplinary Committee Bench III (Southern) Constitution
Link

Orders - Disciplinary Committee

Orders - Disciplinary Committee
Orders - Disciplinary Committee
Link

Official Website - Appellate Authority

Official Website - Appellate Authority
Official Website - Appellate Authority
Link

Appellate Authority Constitution

Official Website - Appellate Authority
Official Website - Appellate Authority
Link

Appellate Authority Procedure

Official Website - Appellate Authority
Appellate Authority Procedure
Link

Appeal Filing Forms

Official Website - Appellate Authority
Appellate Authority Procedure
Link

Appeal Filing Checklist

Appellate Authority Judgements
Appeal Filing Checklist
Link

Appeal Status

Appellate Authority Judgements
Appeal Filing Checklist
Link

Cause List

Appellate Authority Judgements
Appellate Authority Judgements
Link

Appellate Authority Judgements

Appellate Authority Judgements
Appellate Authority Judgements
Link

CA Act, 1949

ICAI Case Laws Referencer - First Schedule (2019-2026)
CA Regulations, 1988
Link

CA Regulations, 1988

ICAI Case Laws Referencer - First Schedule (2019-2026)
CA Regulations, 1988
Link

ICAI Case Laws Referencer (Upto 31.03.2019)

ICAI Case Laws Referencer - First Schedule (2019-2026)
ICAI Case Laws Referencer - First Schedule (2019-2026)
Link

ICAI Case Laws Referencer - First Schedule (2019-2026)

ICAI Case Laws Referencer - First Schedule (2019-2026)
ICAI Case Laws Referencer - First Schedule (2019-2026)
Link

ICAI Case Laws Referencer - Second Schedule (2019-2026)

Appellate Authority Judgements Digest (26.01.2018-02.11.2018)
ICAI Case Laws Referencer - Second Schedule (2019-2026)
Link

Appellate Authority Judgements Digest (2011-25.01.2018)

Appellate Authority Judgements Digest (26.01.2018-02.11.2018)
ICAI Case Laws Referencer - Second Schedule (2019-2026)
Link

Appellate Authority Judgements Digest (26.01.2018-02.11.2018)

Appellate Authority Judgements Digest (26.01.2018-02.11.2018)
Appellate Authority Judgements Digest (26.01.2018-02.11.2018)
Link

Official Website - Ethical Standards Board

Official Website - Ethical Standards Board
Official Website - Ethical Standards Board
Link

Code of Ethics, 2026 - Volume I

Official Website - Ethical Standards Board
Official Website - Ethical Standards Board
Link

Code of Ethics, 2026 - Volume II

Official Website - Ethical Standards Board
Code of Ethics, 2026 - Volume III
Link

Code of Ethics, 2026 - Volume III

Official Website - Ethical Standards Board
Code of Ethics, 2026 - Volume III
Link

Important Decisions, 2022

Important Decisions, 2022
Important Decisions, 2022
Link

Other Important Decisions

Important Decisions, 2022
Important Decisions, 2022
Link

Clarifications

Important Decisions, 2022
Clarifications
Link

Announcements

Important Decisions, 2022
Clarifications
Link

FAQs, 2025

Code of Ethics, 2020 - Volume II
FAQs, 2025
Link

FAQs, 2021

Code of Ethics, 2020 - Volume II
FAQs, 2025
Link

Code of Ethics, 2020 - Volume II

Code of Ethics, 2020 - Volume II
Code of Ethics, 2020 - Volume II
Link

Code of Ethics, 2019 - Volume I

Code of Ethics, 2020 - Volume II
Code of Ethics, 2020 - Volume II
Link

Raise Query with ESB

Raise Complaint with ESB - Unjustified Removal of Auditor
Raise Complaint with ESB - Unjustified Removal of Auditor
Link

Raise Complaint with ESB - Unjustified Removal of Auditor

Raise Complaint with ESB - Unjustified Removal of Auditor
Raise Complaint with ESB - Unjustified Removal of Auditor
Link

Insights

Advertisement Enabled Era of CA Practice

20.06.2026 - Federation of Indian Economic Affairs (FIEA)

Link

Do's & Don'ts for Practicing Members

11.08.2025 - ICAI - Ethical Standards Board

Link

Professional Misconduct

14.07.2025 - ICAI - Ethical Standards Board

Link

Most Significant Ethical Expectations

15.04.2025 - ICAI - Ethical Standards Board

Link

Significance of Certificate of Practice

27.12.2024 - ICAI - Ethical Standards Board

Link

Chartered Accountants and Fees for Professional Assignments

22.11.2024 - ICAI - Ethical Standards Board

Link

Disciplinary Matters - ICAI & NFRA

30.07.2024 - ICAI - Ethical Standards Board

Link

Common Non-Compliance by Small & Medium Practitioners

04.04.2024 - ICAI - Ethical Standards Board

Link

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"An Initiative of FCA. Ayush Jain"

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